Statutory Frameworks & Operational Conduct Codes
Internal & Operational Policies
Official compliance register housing board-approved mandates, institutional risk controls, and investor protection directives.
Policies
INACTIVE ACCOUNTS
DownloadRISK MANAGEMENT POLICY FOR CAPITAL MARKETS
DownloadUNAUTHENTIC NEWS CIRCULATION POLICY
DownloadINTERNAL CONTROL PROCEDURE
DownloadCLIENT CODE MODIFICATION POLICY
DownloadINVESTOR GRIEVANCES
DownloadCUSTOMER IDENTIFICATION PROCEDURE AND CUSTOMER ACCEPTANCE POLICY
DownloadCONFLICTS OF INTEREST POLICY
DownloadERROR TRADE POLICY
DownloadPOLICY ON INSIDER TRADING
DownloadKRA POLICY & PROCEDURES
DownloadMARGIN COLLECTION AND REPORTING & ACTUAL SETTLEMENT POLICY
DownloadANTI MONEY LAUNDERING POLICY
DownloadPOLICY FOR PRE-FUNDED INSTRUMENTS / ELECTRONIC FUND TRANSFERS
DownloadINVESTOR GRIEVANCE REDRESSAL POLICY
DownloadSECURITIES OPERATION & RISK MANAGEMENT
DownloadPOLICY FOR SURVEILLANCE
DownloadNOTICE: SEBI Intermediary Mandated Compliance Directives
Estee Advisors Private Limited operates as a registered capital intermediary. The internal policies published inside this central hub are configured systematically to satisfy exchange transparency benchmarks and domestic data governance requirements.
Disclaimer: Investment in securities market are subject to market risks. Read all the related documents carefully before investing. Registration granted by SEBI, membership of BASL and certification from NISM in no way guarantee performance of the intermediary or provide any assurance of returns to investors.