SEBI Regulation 19(3) Compliance Disclosures

Investment Adviser Audit Status

Transparent public disclosure log tracking compliance verification audits conducted under the Securities and Exchange Board of India framework layout guidelines.

Regulatory Identification

Entity Baseline Information

Name of Investment AdviserEstee Advisors Private Limited
SEBI Registration NumberINA000016463
BASL Membership ID1698
Entity TypeNon-Individual (Private Limited Company)
Sr. No.Financial YearCompliance Audit StatusAudit ReportRemarks, If any
1FY 2021-22ConductedPDFView FileN.A
2FY 2022-23ConductedPDFView FileN.A
3FY 2023-24ConductedPDFView FilePDFView File
4FY 2024-25ConductedPDFView FileN.A

NOTICE: SEBI Regulatory Audit Compliance Mandate

In accordance with Regulation 19(3) of the SEBI (Investment Advisers) Regulations, 2013, an investment adviser is required to systematically conduct yearly audit procedures with respect to governance compliance parameters.

Disclaimer: Direct market asset allocations are subject to systematic risks. Read all specific strategy disclosure documentation thoroughly before pursuing onboarding routes. Performance metrics verified during annual structural audits do not offer explicit guarantees of future return loops.